| Acting as a CBTL advisor |
Granted |
— |
| Acting as a CBTL Advisor |
Granted |
— |
| Acting as a CBTL arranger |
Granted |
— |
| Acting as a CBTL Arranger |
Granted |
— |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Advising on Pension Transfers and Pension Opt Outs |
Granted |
— |
| Advising on regulated mortgage contracts |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Arranging (bringing about) regulated mortgage contracts |
Granted |
— |
| Arranging safeguarding and administration of assets |
Granted |
— |
| CBTL Effective Date |
Granted |
— |
| CBTL Status |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Making arrangements with a view to regulated mortgage contracts |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Managing investments |
Granted |
— |