| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Arranging safeguarding and administration of assets |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Dealing in investments as principal |
Granted |
— |
| Entering into Regulated Consumer Hire Agreements as owner |
Granted |
— |
| Exercising or having the right to exercise the owner's rights and duties under a regulated consumer hire agreement |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Safeguarding and administration of assets (without arranging) |
Granted |
— |