| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Establishing, operating or winding up a collective investment scheme |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Managing an unauthorised AIF |
Granted |
— |
| Managing investments |
Granted |
— |
| Safeguarding and administration of assets (without arranging) |
Granted |
— |