Rathbones Investment Management Limited

FCA Other Authorised

Registration details

Firm Reference Number (FRN)
116316
Firm type
Other
Status
Authorised
Status effective date
01/12/2001
Companies House number
01448919
Source
FCA Financial Services Register

Permissions (20)

Permission Status Effective date
Accepting Deposits Granted
Administering a regulated mortgage contract Granted
Advising on a regulated credit agreement the purpose of which is to acquire land Granted
Advising on investments (except on Pension Transfers and Pension Opt Outs) Granted
Advising on Pension Transfers and Pension Opt Outs Granted
Advising on regulated mortgage contracts Granted
Arranging (bringing about) deals in investments Granted
Arranging safeguarding and administration of assets Granted
Causing dematerialised instructions to be sent Granted
Credit Broking Granted
Dealing in investments as agent Granted
Dealing in investments as principal Granted
Debt-counselling Granted
Entering into a regulated mortgage contract as lender Granted
Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement) Granted
Establishing/operating/winding up a personal pension scheme Granted
Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement) Granted
Making arrangements with a view to transactions in investments Granted
Managing investments Granted
Safeguarding and administration of assets (without arranging) Granted