| Acting as a CBTL Arranger |
Granted |
— |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Advising on P2P agreements |
Granted |
— |
| Advising on Pension Transfers and Pension Opt Outs |
Granted |
— |
| Advising on regulated mortgage contracts |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Arranging (bringing about) regulated mortgage contracts |
Granted |
— |
| Arranging safeguarding and administration of assets |
Granted |
— |
| Assisting in the administration and performance of a contract of insurance |
Granted |
— |
| CBTL Effective Date |
Granted |
— |
| CBTL Status |
Granted |
— |
| Credit Broking |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Entering into regulated credit agreement as Lender (Excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement) |
Granted |
— |
| Exercising/having right to exercise lender's rights and duties under a regulated credit agreement (excluding high-cost short-term credit, bill of sale agreement, and home collected credit agreement) |
Granted |
— |
| Making arrangements with a view to regulated mortgage contracts |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Managing investments |
Granted |
— |
| Safeguarding and administration of assets (without arranging) |
Granted |
— |