| Accepting Deposits |
Granted |
— |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Advising on P2P agreements |
Granted |
— |
| Advising on Pension Transfers and Pension Opt Outs |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Arranging safeguarding and administration of assets |
Granted |
— |
| Assisting in the administration and performance of a contract of insurance |
Granted |
— |
| Carrying out contracts of insurance |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Dealing in investments as principal |
Granted |
— |
| Effecting contracts of insurance |
Granted |
— |
| Establishing, operating or winding up a stakeholder pension scheme |
Granted |
— |
| Establishing/operating/winding up a personal pension scheme |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Safeguarding and administration of assets (without arranging) |
Granted |
— |