| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Assisting in the administration and performance of a contract of insurance |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Seeking out, referrals and identification of claims or potential claims (personal injury claim; financial services or financial product claim; housing disrepair claim; claim for a specified benefit; criminal injury claim; employment related claim) |
Granted |
— |