| Acting as trustee or depositary of an unauthorised AIF |
Granted |
— |
| Advising on investments (except on Pension Transfers and Pension Opt Outs) |
Granted |
— |
| Advising on P2P agreements |
Granted |
— |
| Agreeing to carry on a regulated activity |
Granted |
— |
| Arranging (bringing about) deals in investments |
Granted |
— |
| Arranging safeguarding and administration of assets |
Granted |
— |
| Causing dematerialised instructions to be sent |
Granted |
— |
| Dealing in investments as agent |
Granted |
— |
| Dealing in investments as principal |
Granted |
— |
| Making arrangements with a view to transactions in investments |
Granted |
— |
| Managing investments |
Granted |
— |
| Safeguarding and administration of assets (without arranging) |
Granted |
— |
| Sending dematerialised instructions |
Granted |
— |