CLSA (UK)
Registration details
- Firm Reference Number (FRN)
140836- Firm type
- Other
- Status
- Authorised
- Status effective date
- 01/12/2001
- Companies House number
-
01008262 - Source
- FCA Financial Services Register
Permissions (8)
| Permission | Status | Effective date |
|---|---|---|
| Advising on investments (except on Pension Transfers and Pension Opt Outs) | Granted | — |
| Agreeing to carry on a regulated activity | Granted | — |
| Arranging (bringing about) deals in investments | Granted | — |
| Arranging safeguarding and administration of assets | Granted | — |
| Dealing in investments as agent | Granted | — |
| Dealing in investments as principal | Granted | — |
| Making arrangements with a view to transactions in investments | Granted | — |
| Safeguarding and administration of assets (without arranging) | Granted | — |